EP
EP

Eric Pronovost

33 Years of Experience
Portland Maine (ID), ME
1 DisclosureBroker

Eric Pronovost is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Portland Maine (ID), ME, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

129 Middle St, Ste #200, Portland Maine (ID), ME, 04101

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History

Regulatory History (1)
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Customer Dispute
January 2010
Closed-No Action
Other Business Activities

Eric owns a condo in the Sugarloaf Mountain Hotel that he and his wife rent out for income. He has no responsibilities and devotes zero time to this activity.

Employment History
Current Registrations
Robert W. Baird & CO. IncorporatedBroker
May 2015 - Present · 11 yrs
Robert W. Baird & CO. Incorporated
May 2015 - Present · 11 yrs
Previous Registrations
UBS Financial Services INC.
February 2007 - June 2015 · 8 yrs 4 mos
UBS Financial Services INC.Broker
February 2007 - May 2015 · 8 yrs 3 mos
Mcdonald Investments INC.Broker
November 2001 - February 2007 · 5 yrs 3 mos
Prudential Securities IncorporatedBroker
June 1995 - November 2001 · 6 yrs 5 mos
Smith Barney INC.Broker
July 1993 - June 1995 · 1 yr 11 mos
Lehman Brothers INC.Broker
June 1992 - July 1993 · 1 yr 1 mo
State Registrations46 states
ALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMTNCNHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.