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Augusto Torre

J.P. Morgan Securities LLC
30 Years of Experience
Newburgh, NY
Broker
View SEC Summary
View SEC Summary

Augusto Torre is a registered investment advisor at J.P. Morgan Securities LLC, based in Newburgh, NY, with 30 years of industry experience. Augusto is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

201 Auto Park Place, Newburgh, NY, 12550

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
J.P. Morgan Securities LLCBroker
October 2012 - Present · 14 yrs
J.P. Morgan Securities LLC
October 2012 - Present · 14 yrs
Previous Registrations
Chase Investment Services CORP.Broker
November 2007 - October 2012 · 4 yrs 11 mos
Chase Investment Services CORP.
November 2007 - October 2012 · 4 yrs 11 mos
Cco Investment Services CORP.
September 2006 - November 2007 · 1 yr 2 mos
Cco Investment Services CORP.Broker
December 2005 - November 2007 · 1 yr 11 mos
Charter One Securities, INC.Broker
April 2005 - December 2005 · 8 mos
Banc of America Investment Services, INC.
October 2004 - April 2005 · 6 mos
Banc of America Investment Services, INC.Broker
October 2004 - April 2005 · 6 mos
Quick & Reilly, INC.
November 2003 - October 2004 · 11 mos
Quick & Reilly, INC.Broker
November 2003 - October 2004 · 11 mos
Morgan Stanley Dw INC.Broker
July 2002 - October 2003 · 1 yr 3 mos
The Zanett Securities Corporation, a New York CorporationBroker
January 2000 - July 2002 · 2 yrs 6 mos
Hudson Sloane & CO., L.L.C.Broker
November 1995 - September 1997 · 1 yr 10 mos
Corporate Securities Group, INC.Broker
April 1995 - November 1995 · 7 mos
Commonwealth AssociatesBroker
August 1993 - March 1995 · 1 yr 7 mos
Mclaughlin, Piven, Vogel Securities, INC.Broker
October 1992 - February 1993 · 4 mos
State Registrations14 states
CTFLGAMDNJNVNYOHPASCTNTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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