David Ninekirk
David Ninekirk is a CFP-designated registered investment advisor at Charles Schwab & CO., INC., based in San Ramon, CA, with 33 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fees for assets over $25 million are negotiable. A grandfathered schedule exists for clients enrolled prior to October 1, 2024.
Fee Estimator
Location
3150 Crow Canyon Road, San Ramon, CA, 94583-1332
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2009Customer Dispute
September 2002Other Business Activities
David is a finance committee member for STAND For Families Free of Violence, a nonprofit charitable organization, since 2015. He spends minimal time attending monthly meetings to discuss the organization's financial condition and budget.
Employment History
Current Registrations
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Previous Registrations
Mfs Fund Distributors, INC.Broker
Wm Financial Services, INC.Broker
Great Western Financial Securities CorporationBroker
Wm Financial Services, INC.Broker
Asb Financial ServicesBroker
Transamerica Financial Resources, INC.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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