DG
DG
David Grudkowski is a registered investment advisor at Morgan Stanley, based in Scranton, PA, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
111 North Washington Avenue, Suite 201, Scranton, PA, 18503
Get directionsHistory
Regulatory History (1)
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Customer Dispute
April 2011Settled
Employment History
Current Registrations
Morgan Stanley
June 2013 - Present · 12 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
September 2000 - June 2009 · 8 yrs 9 mos
Prudential Securities IncorporatedBroker
March 1994 - October 2000 · 6 yrs 7 mos
Nylife Securities INC.Broker
August 1993 - December 1993 · 4 mos
L.C. Wegard & CO., INC.Broker
July 1992 - October 1992 · 3 mos
State Registrations15 states
AKCACODEFLILMAMEMIMONJNMNYPAVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.