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Scott Hartshorn is a registered investment advisor at Morgan Stanley, based in Scranton, PA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
111 North Washington Avenue, Suite 201, Scranton, PA, 18503
Get directionsHistory
Regulatory History (1)
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Customer Dispute
March 2002Denied
Employment History
Current Registrations
Morgan StanleyBroker
April 2011 - Present · 15 yrs 1 mo
Morgan Stanley
April 2011 - Present · 15 yrs 1 mo
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2003 - May 2011 · 8 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2002 - May 2011 · 8 yrs 11 mos
Salomon Smith Barney INC.Broker
September 2000 - June 2002 · 1 yr 9 mos
Dean Witter Reynolds INC.Broker
March 1999 - September 2000 · 1 yr 6 mos
State Registrations14 states
AZCACTFLMANCNJNMNYOKPASCVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.