David Loftus
David Loftus is a registered investment advisor at Cetera Investment Advisers LLC, based in Newport, RI, with 31 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
130 Bellevue Ave Ste 207, Newport, RI, 02840
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is an agent selling fixed insurance products, including life, health, disability, and annuities, dedicating nearly full-time hours to this. He also works as an independent broker for DMI Marketing, selling insurance and annuities, and is a financial professional for Bellevue Private Wealth, LLC.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Investors Capital CORP.Broker
Investors Capital Advisory
LPL Financial LLCBroker
LPL Financial LLC
Lincoln Financial Securities Corporation
Lincoln Financial Securities CorporationBroker
Infinex Investments, INC.Broker
New England Securities Corporation
New England SecuritiesBroker
Interlink Securities CORP.Broker
Lsa Securities, INC.Broker
Lincoln Benefit Financial Services, INC.Broker
Allmerica Investments, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.