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Ronald Ochal

Oppenheimer & CO. INC.
34 Years of Experience
Tampa, FL
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Ronald Ochal is a registered investment advisor at Oppenheimer & CO. INC., based in Tampa, FL, with 34 years of industry experience. Ronald is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.

Oppenheimer & CO. INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1159 advisors
Number of Clients
39,036 clients
Average Client Portfolio
$940K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4221 West Boy Scout Blvd., Ste 750, Tampa, FL, 33607

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2023
Denied
Customer Dispute
March 2009
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Ronald jointly owns rental property with Cynthia Ochal and expects to dedicate minimal time to it. This activity is not business related to Oppenheimer.

Employment History
Current Registrations
Oppenheimer & CO. INC.
January 2021 - Present · 5 yrs 9 mos
Oppenheimer & CO. INC.Broker
January 2021 - Present · 5 yrs 9 mos
Previous Registrations
Ameriprise Financial Services, LLC.
October 2009 - January 2021 · 11 yrs 3 mos
Ameriprise Financial Services, LLCBroker
October 2009 - January 2021 · 11 yrs 3 mos
Ameriprise Advisor Services, INC.
April 2004 - October 2009 · 5 yrs 6 mos
Ameriprise Advisor Services, INC.Broker
October 1992 - October 2009 · 17 yrs
Chatfield Dean & CO., INC.Broker
July 1992 - September 1992 · 2 mos
State Registrations13 states
CTFLILMEMIMNNCNJNYPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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