WC
WC
William Coffey is a registered investment advisor at Morgan Stanley, based in Durango, CO, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
940 Main Avenue, Durango, CO, 81301
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Regulatory History (1)
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Customer Dispute
June 2020Settled
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. Incorporated
January 2009 - June 2009 · 5 mos
Morgan Stanley & CO. IncorporatedBroker
January 2009 - June 2009 · 5 mos
UBS Financial Services INC.
March 2001 - January 2009 · 7 yrs 10 mos
UBS Financial Services INC.Broker
March 2001 - January 2009 · 7 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1995 - March 2001 · 6 yrs
Dickinson & CO.Broker
November 1992 - February 1995 · 2 yrs 3 mos
Ids Life Insurance CompanyBroker
July 1992 - October 1992 · 3 mos
American Express Financial Advisors INC.Broker
July 1992 - October 1992 · 3 mos
State Registrations29 states
ALAZCACOCTFLGAILINKSLAMDMIMOMTNCNVNYOHOKORPASCTNTXUTVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.