David Loeffler
David Loeffler is a registered investment advisor at Wells Fargo Advisors, based in Roseville, CA, with 34 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
1512 Eureka Rd 3rd Fl, Roseville, CA, 95661
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2011Other Business Activities
David is involved in radio and TV broadcasting and production, working as on-camera or voice-over talent for broadcasts, commercials, or other productions.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
M.L. Stern & CO. INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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