SP
SP

Sarah Pham

6 Years of Experience
Roseville, CA
1 DisclosureBroker

Sarah Pham is a registered investment advisor at Wells Fargo Advisors, based in Roseville, CA, with 6 years of industry experience. Sarah is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1512 Eureka Rd 3rd Fl, [Ne-Rbo], Roseville, CA, 95661

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History

Regulatory History (1)
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Financial
May 2018
Final
Other Business Activities

Sarah works in accounts payable for Quality Nutrition Labs/QN Labs, performing data entry. This non-investment related activity takes about 10-20% of her time.

Employment History
Current Registrations
Wells Fargo Advisors
August 2022 - Present · 4 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
August 2022 - Present · 4 yrs 2 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
May 2019 - May 2021 · 2 yrs
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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