James Dehority
James Dehority is a registered investment advisor at TD Capital Management LLC, based in Memphis, TN, with 29 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 451 clients with $1.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.0M | 0.80% |
| $2.0M - $5.0M | 0.55% |
| $5M+ | 0.40% |
Fees may be negotiated for portfolio relationships greater than $20 million, or when the aggregation of several accounts of related individuals or entities would result in lower total fees for the client(s).
Fee Estimator
Location
5100 Poplar Avenue, Memphis, TN, 38137
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 1998Other Business Activities
James is a sole proprietor and preparer of tax returns through J. Michael DeHority, CPA, dedicating about a quarter of his time to this. He also serves as Secretary/Treasurer/Board Chairman for EMARS, Inc., a web-based service company, spending minimal time on this role.
Employment History
Current Registrations
TD Capital Management LLC
Previous Registrations
Dearborn Capital Markets Group, LLCBroker
Southwest Securities, INC.Broker
Shay Financial Services, INC.Broker
Raymond James & Associates, INC.Broker
Scott & Stringfellow, INC.Broker
Wunderlich Securities, INC.Broker
Dain Rauscher IncorporatedBroker
Mcdonald Investments INC.Broker
Ibaa Securities CorporationBroker
Vining-Sparks Ibg, Limited PartnershipBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.