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Laura Parker

Ameriprise Financial Services, LLC
34 Years of Experience
Austin, TX
2 DisclosuresBroker
View SEC Summary
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Laura Parker is a registered investment advisor at Ameriprise Financial Services, LLC, based in Austin, TX, with 34 years of industry experience. Laura is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

11675 Jollyville Rd, Ste 200, Austin, TX, 78759-3939

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
September 2016
Customer Dispute
March 2009
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Laura owns rental real estate and an entity for managing expenses related to her financial advisory practice. She also works for Pathsage LLC as a financial advisor, spending about a third of her time there.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
November 2016 - Present · 9 yrs 11 mos
Ameriprise Financial Services, LLCBroker
October 2016 - Present · 10 yrs
Ameriprise Financial Services, LLC
October 2016 - Present · 10 yrs
Previous Registrations
Ameriprise Financial Services, INC.
October 2016 - October 2016 · 0 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - October 2016 · 7 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - October 2016 · 7 yrs
Banc of America Investment Services, INC.
November 2002 - October 2009 · 6 yrs 11 mos
Banc of America Investment Services, INC.Broker
November 2002 - October 2009 · 6 yrs 11 mos
Wells Fargo Brokerage Services, L.L.C.Broker
December 2000 - August 2002 · 1 yr 8 mos
Wells Fargo Investments, LLCBroker
December 2000 - December 2002 · 2 yrs
Wells Fargo Investments, LLC
December 2000 - December 2002 · 2 yrs
Wells Fargo Securities INC.Broker
September 1999 - May 2001 · 1 yr 8 mos
Wells Fargo Brokerage Services, L.L.C.Broker
January 1997 - December 2000 · 3 yrs 11 mos
Gna Securities, INC.Broker
October 1992 - January 1997 · 4 yrs 3 mos
Marketing One Securities, INC.Broker
June 1992 - September 1992 · 3 mos
State Registrations10 states
AZCAFLGAILMNTNTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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