William Stockwell is a registered investment advisor at LPL Financial LLC, based in Boston, MA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Boston, MA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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William is an author/writer/publisher, spending minimal time on this activity. He also operates under the DBA Stockwell Wealth Management, owns rental properties, and works as a ski instructor for Cannon Mountain, dedicating a few hours per week to this.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Strategic Advisers, INC.
Fidelity Brokerage Services LLCBroker
H.C. Wainwright & CO., INC.Broker
Prudential Securities IncorporatedBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.