Thomas Sweeney
Thomas Sweeney is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Pittsville, MD, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Pittsville, MD
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Regulatory History (1)
Regulatory
June 2017Other Business Activities
Thomas operates TS Wealth Advisors as a DBA for his LPL business. This activity is investment-related and takes nearly full-time hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Edward Jones
Edward JonesBroker
Andersen Wealth Management
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Lombard Advisers Incorporated
Lombard Securities IncorporatedBroker
PNC InvestmentsBroker
PNC Investments
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
Securian Financial Services, INC.Broker
Securian Financial Services, INC.
LPL Financial LLC
LPL Financial LLCBroker
PNC InvestmentsBroker
PNC Investments
Suntrust Investment Services, INC.
Suntrust Investment Services, INC.Broker
Linsco/private Ledger CORP.
Linsco/private Ledger CORP.Broker
Legg Mason Wood Walker INC
Legg Mason Wood Walker, IncorporatedBroker
Ewing Capital, INC.Broker
NationssecuritiesBroker
Money Management Advisory, INC.Broker
F.N. Wolf & CO., INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.