MC
MC

Michael Cunningham

30 Years of Experience
Alexandria, VA
3 DisclosuresBroker

Michael Cunningham is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Alexandria, VA, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

Alexandria, VA

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2011
Settled
Regulatory
July 2008
Final
Customer Dispute
March 1999
Denied
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - Present · 16 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - Present · 16 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - Present · 16 yrs 7 mos
Previous Registrations
Banc of America Investment Services, INC.Broker
December 2003 - October 2009 · 5 yrs 10 mos
Banc of America Investment Services, INC.
December 2003 - October 2009 · 5 yrs 10 mos
Wachovia Securities, LLC
October 2000 - December 2003 · 3 yrs 2 mos
Wachovia Securities, LLCBroker
October 2000 - December 2003 · 3 yrs 2 mos
First Union Brokerage Services, INC.Broker
June 2000 - October 2000 · 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1996 - June 2000 · 4 yrs 1 mo
Prudential Securities IncorporatedBroker
November 1995 - April 1996 · 5 mos
State Registrations27 states
AZCACOCTDCDEFLGAILKYMDMENCNJNVNYOHPAPRRISCTNTXVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.