KR
KR

Kevin Ramos

23 Years of Experience
Washington, DC
Broker

Kevin Ramos is a registered investment advisor at Raymond James & Associates, INC., based in Washington, DC, with 23 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

1717 Pennsylvania Ave Nw, Suite 1050, Washington, DC, 20006

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.Broker
April 2022 - Present · 4 yrs 1 mo
Raymond James & Associates, INC.
April 2022 - Present · 4 yrs 1 mo
Previous Registrations
Morgan Stanley
April 2015 - March 2021 · 5 yrs 11 mos
Morgan StanleyBroker
September 2014 - March 2021 · 6 yrs 6 mos
Spire Securities, LLCBroker
September 2012 - May 2014 · 1 yr 8 mos
Frs Securities, LLCBroker
February 2011 - May 2012 · 1 yr 3 mos
Frs Securities, LLCBroker
May 2009 - January 2011 · 1 yr 8 mos
H. Beck, INC.
August 2006 - May 2009 · 2 yrs 9 mos
H. Beck, INC.
June 2004 - December 2004 · 6 mos
H. Beck, INC.Broker
June 2004 - May 2009 · 4 yrs 11 mos
Morgan Stanley
October 2003 - May 2004 · 7 mos
Morgan Stanley Dw INC.Broker
June 2003 - May 2004 · 11 mos
UBS Painewebber INC.Broker
December 2002 - February 2003 · 2 mos
Linsco/private Ledger CORP.Broker
October 2000 - November 2001 · 1 yr 1 mo
H&r Block Financial Advisors, INC.Broker
July 1999 - September 2000 · 1 yr 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.