Nicholas Dalmaso is a registered investment advisor at Sound Capital Solutions LLC, based in Naples, FL, with 30 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 2 clients with $310M in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Naples, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Nicholas is a consultant and equity holder of M1 Holdings, Inc, the parent company of M1 Finance LLC and M1 Advisory Services LLC. He is also an Independent Chair of the DESTRA Family of Funds Board and Independent Chair of the Milliman Variable Investment Trust.
Employment History
Current Registrations
Sound Capital Solutions LLC
Previous Registrations
Sound Capital Distributors LLCBroker
M1 Finance
M1 Finance LLCBroker
Sound Capital Solutions LLC
M1 Finance LLCBroker
M1 Finance
Destra Capital Investments LLCBroker
Destra Advisors LLC
Claymore Securities, INC.
Claymore Securities, INC.Broker
Nuveen InvestmentsBroker
Van Kampen Funds INC.Broker
State Registrations1 state
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