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Dale Elliott

Lanark Financial, INC.
32 Years of Experience
Fairhope, AL
1 DisclosureBroker
View SEC Summary
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Dale Elliott is a registered investment advisor at Lanark Financial, INC., based in Fairhope, AL, with 32 years of industry experience. Dale is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Corporate Executives, Education Planning, Estate Planning, Federal Employees, and 6 more. Their firm serves 3,576 clients with $1.8B in assets under management.

Lanark Financial, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
72 advisors
Number of Clients
3,576 clients
Average Client Portfolio
$499K average
Assets Under Management
$1.8B

Fee Structure

Minimum Investment:$50K
Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Advisory fees generally range from 0.50% to 2.50% annually based on the investment manager selected, portfolio size, and complexity. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

561 Fairhope Ave, Suites 203 D&E, Fairhope, AL, 36532

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2002
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Dale is a member of Third Saturday LLC, which holds the rights to a University of Alabama football stadium skybox. He spends no time on this non-investment related activity.

Employment History
Current Registrations
Lanark Financial, INC.
April 1997 - Present · 29 yrs 6 mos
Lanark Financial, INC.Broker
July 1996 - Present · 30 yrs 3 mos
Previous Registrations
Nbc Securities, INC.Broker
May 1996 - May 1996 · 0 mos
Sterne, Agee & Leach, INC.Broker
October 1993 - May 1996 · 2 yrs 7 mos
State Registrations19 states
ALCACOFLGAINKYLAMDMOMSNCNMNYOHPATNTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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