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Edman Rodriguez

Popular Securities, LLC
33 Years of Experience
San Juan, PR
15 DisclosuresBrokerSells Insurance
View SEC Summary
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Edman Rodriguez is a registered investment advisor at Popular Securities, LLC, based in San Juan, PR, with 33 years of industry experience. Edman is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 2,403 clients with $2.6B in assets under management.

Popular Securities, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
58 advisors
Number of Clients
2,403 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$2.6B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)

Popular Securities charges an annual fee for managing your investment portfolio, which has a cap of 2.50% of your total assets in the FMAX Program or 1.10% for the Fixed Income Program. The total fee is negotiated on a case-by-case basis and can be calculated using either a tiered fee schedule (where the rate decreases as your portfolio value increases) or a single flat fee rate applied to all assets.

This fee covers services from Popular Securities, the platform sponsor, and the investment managers, but it does not cover third-party fund expenses, certain trading costs, or custodial fees.

View Full SEC Brochure

Location

208 Ponce de Leon Ave, POPULAR CENTER Suite 1200, San Juan, PR, 00918

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History

Regulatory History (15)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2021
Settled
Customer Dispute
August 2019
Settled
Customer Dispute
January 2019
Settled
Customer Dispute
November 2018
Settled
Customer Dispute
November 2018
Settled
Customer Dispute
November 2018
Settled
Customer Dispute
September 2018
Settled
Customer Dispute
November 2017
Settled
Customer Dispute
July 2017
Settled
Customer Dispute
May 2017
Settled
Customer Dispute
October 2016
Settled
Customer Dispute
May 2014
Settled
Customer Dispute
September 2010
Denied
Customer Dispute
January 2003
Closed-No Action
Customer Dispute
June 1999
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Edman is a full-time employee at Popular Risk, an insurance broker, since October 2020. His compensation is salary-based.

Employment History
Current Registrations
Popular Securities, LLC
September 2011 - Present · 15 yrs 1 mo
Popular Securities, LLCBroker
August 2011 - Present · 15 yrs 2 mos
Previous Registrations
Wells Fargo Advisors, LLC
June 2005 - August 2011 · 6 yrs 2 mos
Wells Fargo Advisors, LLCBroker
July 2003 - August 2011 · 8 yrs 1 mo
Prudential Securities IncorporatedBroker
April 1993 - July 2003 · 10 yrs 3 mos
American Express Financial Advisors INC.Broker
September 1992 - March 1993 · 6 mos
Ids Life Insurance CompanyBroker
September 1992 - March 1993 · 6 mos
State Registrations4 states
FLPRTXVirgin Islands
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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