EG
EG
Eddy Gutierrez
33 Years of Experience
San Rafael, CA
1 DisclosureBroker
Eddy Gutierrez is a registered investment advisor at Wells Fargo Advisors, based in San Rafael, CA, with 33 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
1000 Fourth St, 500, San Rafael, CA, 94901
Get directionsHistory
Regulatory History (1)
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Customer Dispute
March 2020Settled
Other Business Activities
Eddy is a managing partner at California Street Wealth Management LLC, taking nearly full-time hours. He is also the CEO of Chaves Ventures Corp, dedicating a few hours per week.
Employment History
Current Registrations
Wells Fargo Advisors
November 2023 - Present · 2 yrs 6 mos
Wells Fargo Advisors Financial Network, LLCBroker
November 2023 - Present · 2 yrs 6 mos
Previous Registrations
Oppenheimer & CO. INC.Broker
September 2017 - November 2023 · 6 yrs 2 mos
Oppenheimer & CO. INC.
September 2017 - November 2023 · 6 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2009 - October 2017 · 8 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2009 - October 2017 · 8 yrs 2 mos
Charles Schwab & CO., INC.
May 2005 - September 2009 · 4 yrs 4 mos
Charles Schwab & CO., INC.Broker
May 2005 - September 2009 · 4 yrs 4 mos
Wells Fargo Investments, LLC
June 2004 - May 2005 · 11 mos
Wells Fargo Investments, LLCBroker
June 2004 - May 2005 · 11 mos
Wachovia Securities, LLC
September 2002 - July 2004 · 1 yr 10 mos
Wachovia Securities, LLCBroker
August 2001 - July 2004 · 2 yrs 11 mos
UBS Painewebber INC.Broker
March 1999 - August 2001 · 2 yrs 5 mos
Prudential Securities IncorporatedBroker
April 1993 - March 1999 · 5 yrs 11 mos
Lehman Brothers INC.Broker
September 1992 - December 1992 · 3 mos
State Registrations12 states
AZCAHIIDMAMENMNVORSCWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.