Jonathan Hoopes is a registered investment advisor at LPL Enterprise, LLC, based in Plano, TX, with 12 years of industry experience. Jonathan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
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Number of Clients
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Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
5700 Granite Pkwy, Suite 360, Plano, TX, 75024
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Jonathan owns Moraga Partners LLC, a property management company, and also owns a farm and a transportation/logistics business. He spends a few hours per week on each of these ventures, and is no longer engaged in a previous business.
Employment History
Current Registrations
LPL Enterprise, LLC
LPL Enterprise, LLCBroker
Previous Registrations
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Avalon Securities, LTD.Broker
Thinkequity LLCBroker
Wm Smith Securities IncorporatedBroker
UBS Securities LLCBroker
Salomon Smith Barney INC.Broker
Painewebber IncorporatedBroker
Deutsche Morgan Grenfell INC.Broker
Goldman, Sachs & CO.Broker
Great Western Financial Securities CorporationBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.