Brian Gaine
Brian Gaine is a registered investment advisor at MML Investors Services, LLC, based in Hopewell Junction, NY, with 33 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
2537 Route 52, Suite 1 Bldg 3, Hopewell Junction, NY, 12533
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2019Other Business ActivitiesSells Insurance
Brian is a sales agent for individual life, health, disability, and long-term care insurance since 2009. He dedicates minimal time to this activity.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
Robert W. Baird & CO. IncorporatedBroker
Domestic Securities, INC.Broker
Hms Securities INC.Broker
All-Tech Investment Group, INC.Broker
Thomas James Associates, INC.Broker
Reich & CO., INC.Broker
Reich & CO., INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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