Kathryn Sullivan is a registered investment advisor at Morgan Stanley, based in Stamford, CT, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
4 Landmark Square, 2nd Floor, Stamford, CT, 06901
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
July 2022 - Present · 3 yrs 10 mos
Morgan Stanley
July 2022 - Present · 3 yrs 10 mos
Previous Registrations
Cetera Advisor Networks LLCBroker
June 2021 - July 2022 · 1 yr 1 mo
Cetera Advisor Networks LLC
June 2021 - July 2022 · 1 yr 1 mo
Voya Financial Advisors, INC.
March 2021 - June 2021 · 3 mos
Voya Financial Advisors, INC.Broker
March 2021 - June 2021 · 3 mos
Morgan Stanley
January 2021 - March 2021 · 2 mos
Morgan StanleyBroker
August 2020 - March 2021 · 7 mos
Smith Barney INC.Broker
August 1995 - March 1998 · 2 yrs 7 mos
Salomon Brothers INC.Broker
August 1992 - July 1995 · 2 yrs 11 mos
Lehman Brothers INC.Broker
June 1992 - July 1992 · 1 mo
State Registrations40 states
ALAZCACOCTDCDEFLGAHIILINKYLAMAMDMEMIMNMTNCNHNJNVNYOHOKORPAPRRISCTNTXUTVAVTWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.