Carlos Obando
Carlos Obando is a registered investment advisor at Mercer Island Capital Management, LLC, based in Mercer Island, WA, with 26 years of industry experience. Carlos operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 15 clients with $18M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1M+ | 1.25% |
Fees above $1,000,000 are negotiable.
Fee Estimator
Location
Mercer Island, WA
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
April 2016Other Business ActivitiesSells Insurance
Carlos is involved in several outside business activities. He works with Visionaria Capital LLC, is an insurance agent, is a managing member of Mercer Island Telecom LLC, is CEO of 34PI.com Corporation, and is an adjunct professor at Seattle University.
Employment History
Current Registrations
Mercer Island Capital Management, LLC
Previous Registrations
Northwest Asset Management
UBS Financial Services INC.
Citigroup Global Markets INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.