Jeffrey Gorman is a registered investment advisor at LPL Financial LLC, based in Bradley, CA, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Bradley, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Jeffrey operates Gorman Financial Services as a DBA for his LPL business. He dedicates more than full-time hours to this activity during securities trading.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Morgan Stanley Dw INC.Broker
Morgan Stanley
UBS Painewebber INC.
UBS Painewebber INC.Broker
Gt Global, INC.Broker
State Registrations11 states
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