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Michael East

Robert W. Baird & CO. Incorporated
34 Years of Experience
Phoenix, AZ
2 DisclosuresBroker
View SEC Summary
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Michael East is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Phoenix, AZ, with 34 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 3 more. Their firm serves 241,359 clients with $390B in assets under management.

Robert W. Baird & CO. Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2620 advisors
Number of Clients
241,359 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$394.1B

Fee Structure

Investment management only (planning not offered)

Robert W. Baird & Co. charges an ongoing annual fee for portfolio management, which is bundled with trade execution and custody services as part of a wrap fee program. The specific fee amount depends on the chosen program, strategy, and the size of your portfolio, and is generally calculated as a percentage of the assets they manage for you. Additional costs may apply if managers execute trades away from Baird or if you utilize specialized overlay services.

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Location

2425 E. Camelback Road, Suite 530, Phoenix, AZ, 85016

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2011
Denied
Criminal
October 1989
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Michael is a passive investor in East-Baker LLC since 2014, an LLC member of Dirtbag's Bar since 2018, and an owner/member of East Private Equity LLC since 2017. He dedicates minimal time to each of these investment-related activities.

Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
November 2020 - Present · 5 yrs 11 mos
Robert W. Baird & CO. IncorporatedBroker
October 2020 - Present · 6 yrs
Previous Registrations
Moors & Cabot, INC.Broker
November 2003 - October 2020 · 16 yrs 11 mos
Wells Fargo Investments, LLCBroker
July 2001 - November 2003 · 2 yrs 4 mos
Wells Fargo Van Kasper, LLCBroker
December 2000 - July 2001 · 7 mos
J. W. Garrett and CompanyBroker
June 1992 - January 2001 · 8 yrs 7 mos
State Registrations40 states
AKARAZCACOCTDEFLGAHIIAIDILKSLAMAMDMIMNMOMSMTNCNENJNMNVNYOHOKORPASCTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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