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Robert Wall

34 Years of Experience
Palm Coast, FL
1 DisclosureBroker

Robert Wall is a registered investment advisor at Wells Fargo Advisors, based in Palm Coast, FL, with 34 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

836 Belle Terre Pkwy, Palm Coast, FL, 32164

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2006
Closed-No Action
Employment History
Current Registrations
Wells Fargo Advisors
May 2006 - Present · 20 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
April 2006 - Present · 20 yrs 6 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2000 - April 2006 · 5 yrs 11 mos
Merrill Lynch Pierce Fenner & Smith INC.
May 2000 - April 2006 · 5 yrs 11 mos
Edward JonesBroker
July 1992 - May 2000 · 7 yrs 10 mos
State Registrations24 states
AZCACTFLGAIAINLAMOMTNCNDNJNVNYOHPASCTNTXUTVAVirgin IslandsWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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