Richard Polo
Richard Polo is a PFS-designated registered investment advisor at Retirement Wealth Management, LLC, based in Nutley, NJ, with 26 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 86 clients with $61M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Retirement Wealth Management's (RWM) fees for managing your investments are based on the value of your portfolio and range from 0.50% to 2.00% annually. The exact fee depends on the complexity of your situation, the amount of assets managed, and your overall relationship with RWM. Fees are paid quarterly, in advance. RWM may also recommend using independent investment managers, in which case the total fee will not exceed 1.4% annually.
Location
80 East Passaic Avenue, Nutley, NJ, 07110
Get directionsHistory
Regulatory History (3)
Customer Dispute
January 2012Criminal
June 1987Criminal
March 1979Other Business ActivitiesSells Insurance
Richard owns Polo Financial, a public accounting, tax, and consulting practice, dedicating nearly full-time hours to it. He also receives referral commissions on health insurance through Benefit Solutions.
Employment History
Current Registrations
Retirement Wealth Management, LLC
Previous Registrations
Cetera Financial Specialists LLCBroker
Cetera Investment Advisers LLC
C.J.M. Asset Management, LLC
C. J. M. Planning CORP.Broker
1st Global Capital CORP.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.