TrueAdvisor
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JE
ChFC
JE
ChFC

Jason Ellis

Commonwealth Financial Network
26 Years of Experience
Nutley, NJ
BrokerSells Insurance
View SEC Summary
View SEC Summary

Jason Ellis is a ChFC-designated registered investment advisor at Commonwealth Financial Network, based in Nutley, NJ, with 26 years of industry experience. Jason is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 360,488 clients with $210B in assets under management.

Commonwealth Financial Network
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2904 advisors
Number of Clients
360,488 clients
Average Client Portfolio
$590K average
Assets Under Management
$212.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$600
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $750K2.25%
$750K - $1.0M2.00%
$1.0M - $2.0M1.75%
$2M+1.50%

Fees are negotiable. Schedule represents maximum allowable annual management fees for PPS Custom programs. Other programs like PPS Select and PPS Direct have separate advisor and program fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

420 Centre Street, Nutley, NJ, 07110

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Jason sells fixed insurance, dedicating minimal time to this activity. He also owns Ellis Financial Advisory, LLC, a private entity for securities, advisory, and insurance business, spending minimal time on it.

Employment History
Current Registrations
Commonwealth Financial NetworkBroker
June 2020 - Present · 6 yrs 4 mos
Commonwealth Financial Network
June 2020 - Present · 6 yrs 4 mos
Previous Registrations
Vision Retirement
November 2014 - June 2020 · 5 yrs 7 mos
LPL Financial LLCBroker
April 2009 - July 2020 · 11 yrs 3 mos
LPL Financial LLC
April 2009 - November 2018 · 9 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2002 - April 2009 · 6 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2001 - April 2009 · 7 yrs 4 mos
Dalton Kent Securities Group, INC.Broker
December 1999 - December 1999 · 0 mos
Ladenburg Capital Management INC.Broker
September 1999 - October 2001 · 2 yrs 1 mo
State Registrations19 states
ARAZCTDEFLINKYMAMONCNJNYOHPASCTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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