TrueAdvisor
TrueAdvisor
SB
SB

Scott Kendall Branson

Regal Advisory Services, INC.
33 Years of Experience
1 DisclosureBroker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
Regal Advisory Services, INC.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
23 advisors
Number of Clients
285 clients
Average Client Portfolio
$398K average
Assets Under Management
$113.5M

Fee Structure

Location

Knoxville, TN

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History

Regulatory History (1)
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Customer Dispute
August 2010
Denied
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Other Business Activities

Scott prepares tax returns through S & S Financial Services, spending a few hours per week. He is also a partner in TMB Family Partnership, a commercial real estate leasing business, spending minimal time on tax return preparation.

Employment History
Current Registrations
Regal Advisory Services, INC.
August 2012 - Present · 13 yrs 6 mos
Regal Securities, INC.Broker
August 2012 - Present · 13 yrs 6 mos
Previous Registrations
Brokersxpress LLC
May 2008 - August 2012 · 4 yrs 3 mos
Brokersxpress LLCBroker
May 2008 - August 2012 · 4 yrs 3 mos
Ssn Advisory, INC.
April 2008 - May 2008 · 1 mo
Securities Service Network, INC.Broker
April 2008 - May 2008 · 1 mo
1st Discount Brokerage, INC.
December 2007 - April 2008 · 4 mos
1st Discount Brokerage, INC.Broker
August 2002 - April 2008 · 5 yrs 8 mos
Acument Securities, INC.Broker
December 1997 - August 2002 · 4 yrs 8 mos
Quest Capital Strategies, INC.Broker
January 1995 - December 1997 · 2 yrs 11 mos
Equico Securities, INC.Broker
July 1992 - December 1994 · 2 yrs 5 mos
The Equitable Life Assurance Society of the United StatesBroker
July 1992 - December 1994 · 2 yrs 5 mos
State Registrations9 states
ALCOFLGAILKYSCTNTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.