Scott Branson is a registered investment advisor at Regal Advisory Services, INC., based in Knoxville, TN, with 33 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 285 clients with $110M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Regal Advisory Services manages investments for a fee based on a percentage of the portfolio's value. The maximum annual fee is 2.0% of the assets they manage, but this fee may be negotiable. The fee is calculated annually and billed quarterly in advance. There are no adjustments for contributions or withdrawals during the quarter, except for certain programs offered through third-party sponsors.
Location
Knoxville, TN
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2010Other Business Activities
Scott prepares tax returns through S & S Financial Services, spending a few hours per week. He is also a partner in TMB Family Partnership, a commercial real estate leasing business, spending minimal time on tax return preparation.
Employment History
Current Registrations
Regal Advisory Services, INC.
Regal Securities, INC.Broker
Previous Registrations
Brokersxpress LLC
Brokersxpress LLCBroker
Ssn Advisory, INC.
Securities Service Network, INC.Broker
1st Discount Brokerage, INC.
1st Discount Brokerage, INC.Broker
Acument Securities, INC.Broker
Quest Capital Strategies, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
Equico Securities, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.