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Scott Branson

Regal Advisory Services, INC.
34 Years of Experience
Knoxville, TN
1 DisclosureBroker
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Scott Branson is a registered investment advisor at Regal Advisory Services, INC., based in Knoxville, TN, with 34 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 274 clients with $120M in assets under management.

Regal Advisory Services, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
24 advisors
Number of Clients
274 clients
Average Client Portfolio
$443K average
Assets Under Management
$121.4M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual fee is 2.0% of managed assets, which may be negotiated. Additional platform or program fees may apply depending on the chosen custodian or strategy.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Knoxville, TN

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2010
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Scott prepares tax returns through S & S Financial Services, spending a few hours per week. He is also a partner in TMB Family Partnership, a commercial real estate leasing business, spending minimal time on tax return preparation.

Employment History
Current Registrations
Regal Advisory Services, INC.
August 2012 - Present · 14 yrs 2 mos
Regal Securities, INC.Broker
August 2012 - Present · 14 yrs 2 mos
Previous Registrations
Brokersxpress LLC
May 2008 - August 2012 · 4 yrs 3 mos
Brokersxpress LLCBroker
May 2008 - August 2012 · 4 yrs 3 mos
Ssn Advisory, INC.
April 2008 - May 2008 · 1 mo
Securities Service Network, INC.Broker
April 2008 - May 2008 · 1 mo
1st Discount Brokerage, INC.
December 2007 - April 2008 · 4 mos
1st Discount Brokerage, INC.Broker
August 2002 - April 2008 · 5 yrs 8 mos
Acument Securities, INC.Broker
December 1997 - August 2002 · 4 yrs 8 mos
Quest Capital Strategies, INC.Broker
January 1995 - December 1997 · 2 yrs 11 mos
The Equitable Life Assurance Society of the United StatesBroker
July 1992 - December 1994 · 2 yrs 5 mos
Equico Securities, INC.Broker
July 1992 - December 1994 · 2 yrs 5 mos
State Registrations9 states
ALCOFLGAILKYSCTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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