John Newell
John Newell is a ChFC-designated registered investment advisor at Newell Financial Services, based in Greenwood Village, CO, with 32 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.45% |
Fees may be negotiable on an individualized basis. Clients may also pay fees charged by models used on the custodial platforms, which generally range from 0.45% to 0.60%. The combined model fees and advisory fees will not exceed 2.00%.
Fee Estimator
Location
8000 E. Prentice Avenue, Suite B-8, Greenwood Village, CO, 80111
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
November 1996Other Business ActivitiesSells Insurance
John sells non-variable insurance, dedicating a few hours per week. He also operates his LPL business through Newell Financial Services, Inc., and has two business entities for tax/investment purposes.
Employment History
Current Registrations
Newell Financial Services
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Nationwide Securities, LLC
Nationwide Securities, LLCBroker
1717 Capital Management Company
1717 Capital Management CompanyBroker
Robert W. Baird & CO. IncorporatedBroker
Northwestern Mutual Investment Services, INC.Broker
MML Investors Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.