Brad Stein is a CFP-designated registered investment advisor at LPL Financial LLC, based in York, PA, with 34 years of industry experience. Brad is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
45 Wyntre Brooke Drive, York, PA, 17403
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brad is doing business as The Financial Advisory Group Ltd, and provides financial planning and consulting services through The Financial Advisory Group. He also owns rental real estate and is an agent for non-variable insurance, though he spends no time on the insurance activity.
Employment History
Current Registrations
LPL Financial LLC
The Financial Advisory Group
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Capital Financial Planning CORP
Cadaret, Grant & CO., INC.Broker
Pruco Securities CorporationBroker
Tamaron Investments, INC.Broker
Hibbard Brown & CO., INC.Broker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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