Richard Alexander is a registered investment advisor at Stephens, based in Austin, TX, with 33 years of industry experience. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 21,784 clients with $16B in assets under management.
Compensation
Firm Size
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Fee Structure
Stephens Inc. offers several investment management programs with fees based on a percentage of assets managed. Fees are negotiable and vary from client to client. Fees for some programs are charged quarterly in arrears, while others are charged monthly in advance. Clients may also incur markups or markdowns on fixed income transactions. Some programs may also have performance-based fees.
Location
100 Congress Avenue, Austin, TX, 78701
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Stephens
StephensBroker
Previous Registrations
Morgan Keegan & Company, INC.Broker
Smith Barney INC.Broker
Lehman Brothers INC.Broker
State Registrations47 states
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