David Leathers
David Leathers is a registered investment advisor at J. W. Cole Advisors, INC., based in Tampa, FL, with 33 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 29,614 clients with $7.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
J.W. Cole Advisors' investment management fees are based on a tiered schedule, meaning the percentage you pay decreases as your portfolio grows. The exact fee can be negotiated and may be a flat rate instead of tiered. The maximum fee is generally 3.00% and the minimum is 0.25%. There is also a program fee charged, which covers services provided by JWCA and the custodian of your account. You'll pay these fees quarterly, regardless of how many trades are made. Some advisors may or may not pay transaction costs.
Location
4301 Anchor Plaza Parkway, Suite 450, Tampa, FL, 33634
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Regulatory History (1)
Customer Dispute
January 2013Other Business ActivitiesSells Insurance
David is treasurer/board member for a Marine Corp association and a volunteer board member/treasurer for a church. He is also President/CEO of an insurance sales corporation and Leathers Investments, dedicating a few hours per week to each.
Employment History
Current Registrations
J. W. Cole Advisors, INC.
J.W. Cole Financial, INC.Broker
Previous Registrations
Cetera Advisors LLCBroker
Cetera Advisors LLC
Investors Capital CORP.Broker
Investors Capital Advisory
LPL Financial LLCBroker
LPL Financial LLC
Qa3 Financial LLC
Qa3 Financial CORP.Broker
Jefferson Pilot Securities CORP
Independent Advisers Group CORP
Jefferson Pilot Securities CorporationBroker
Royal Alliance Associates, INC.Broker
Keogler, Morgan & Company, INC.Broker
Raymond James & Associates, INC.Broker
Robert Thomas Securities, INCBroker
Marina Securities, INC.Broker
Schneider Securities, INC.Broker
Lehman Brothers INC.Broker
Oppenheimer & CO., INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.