Catherine Ivy is a registered investment advisor at Osaic Wealth, INC., based in Phoenix, AZ, with 31 years of industry experience. Catherine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Phoenix, AZ
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Regulatory History (1)
Customer Dispute
April 2008Other Business Activities
Catherine is the President of the Ben & Catherine Ivy Foundation, a nonprofit corporation for brain cancer research. She dedicates about a quarter of her time to networking and following up with research grants.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
LPL Financial LLCBroker
LPL Financial LLC
Associated Planners Investment Advisory INC
Associated Securities CORP.
Ivy Financial Planning & Associates
Ivy Financial Enterprises, Incorporated
Associated Planners Investment Advisory INC
Associated Securities CORP.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
Mercer Allied Company, L.P.Broker
Associated Securities CORP.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.