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Shawn Richardson is a registered investment advisor at Morgan Stanley, based in Seattle, WA, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
601 Union Street, Suite 2900, Seattle, WA, 98101
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Regulatory History (1)
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Regulatory
January 2015Final
Other Business Activities
Shawn owns and manages 17 rental properties, communicating with property managers. He is also a limited partner in Shorewood Lane LLC and involved in a personal educational loan, dedicating minimal time to these investment-related activities.
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
February 2009 - June 2009 · 4 mos
Morgan Stanley & CO. IncorporatedBroker
February 2009 - June 2009 · 4 mos
Wachovia Securities, LLCBroker
July 2003 - February 2009 · 5 yrs 7 mos
Wachovia Securities, LLC
July 2003 - February 2009 · 5 yrs 7 mos
Prudential Securities Incorporated
March 1993 - July 2003 · 10 yrs 4 mos
Prudential Securities IncorporatedBroker
August 1992 - July 2003 · 10 yrs 11 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.