Victoria Fanning is a CFP-designated registered investment advisor at Morgan Stanley, based in Seattle, WA, with 10 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
601 Union Street, Two Union Square, Suite 5200, Seattle, WA, 98101
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
December 2022 - Present · 3 yrs 5 mos
Morgan StanleyBroker
December 2022 - Present · 3 yrs 5 mos
Previous Registrations
Rockefeller Capital Management
May 2022 - November 2022 · 6 mos
Rockefeller Financial LLCBroker
May 2022 - November 2022 · 6 mos
Morgan Stanley
May 2016 - June 2022 · 6 yrs 1 mo
Morgan StanleyBroker
March 2016 - June 2022 · 6 yrs 3 mos
Mizuho Securities USA INC.Broker
February 2015 - October 2015 · 8 mos
State Registrations47 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPASCSDTNTXUTVAWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.