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John Awe

Wells Fargo Advisors
33 Years of Experience
Naples, FL
2 DisclosuresBroker
View SEC Summary
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John Awe is a registered investment advisor at Wells Fargo Advisors, based in Naples, FL, with 33 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

1395 Panther Lane, 205 2nd Fl, Naples, FL, 34109

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2006
Denied
Customer Dispute
July 2001
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
June 2025 - Present · 11 mos
Wells Fargo Advisors
June 2025 - Present · 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2011 - June 2025 · 14 yrs 5 mos
Wells Fargo Advisors
January 2011 - June 2025 · 14 yrs 5 mos
Wells Fargo Investments, LLC
November 2004 - January 2011 · 6 yrs 2 mos
Wells Fargo Brokerage Services, L.L.C.Broker
December 2000 - December 2002 · 2 yrs
Wells Fargo Investments, LLCBroker
December 2000 - January 2011 · 10 yrs 1 mo
Wells Fargo Brokerage Services, L.L.C.Broker
November 1995 - December 2000 · 5 yrs 1 mo
Prudential Securities IncorporatedBroker
August 1992 - November 1995 · 3 yrs 3 mos
State Registrations39 states
ALAZCACOCTDCDEFLGAHIIAILINKYMAMDMEMIMNMOMSNCNHNJNVNYOHORPARISCSDTNTXVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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