John Peterson
John Peterson is a registered investment advisor at Wells Fargo Advisors, based in Naples, FL, with 33 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
14796 Spinnaker Way, [Vacation Home], Naples, FL, 34114
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2009Customer Dispute
May 2001Other Business Activities
John has 100% ownership of JMHAT Financial, LLC, dedicating minimal time to it as a pass-through for FINET expenses. He also serves as trustee for two trusts for his sister, starting in 1997.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Advisors Financial Network, LLCBroker
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Citigroup Global Markets INC.Broker
Morgan Stanley Dw INC.Broker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.