Paul Higgins
Paul Higgins is a registered investment advisor at UBS Financial Services INC., based in Richmond, VA, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.
Location
951 East Byrd Street, Richmond, VA, 23219
Get directionsHistory
Regulatory History (3)
Customer Dispute
May 2003Customer Dispute
July 2001Customer Dispute
February 1998Other Business Activities
Paul was a board member for The Grandin Theatre and ArchiveCore, and chairman for Friends of Scouting. He is also an advisor for the Roanoke Outside Foundation and the Roanoke Parks Foundation.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Legg Mason Wood Walker INC
Legg Mason Wood Walker, IncorporatedBroker
Wachovia Securities, INC.Broker
Crestar Securities CorporationBroker
Nbc Capital Markets Group, INC.Broker
First Union Brokerage Services, INC.Broker
Dominion Investment Banking, INC.Broker
State Registrations46 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.