Joseph Duke is a registered investment advisor at Duke Financial Services, based in Hamilton, OH, with 21 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 66 clients with $12M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Duke Financial Services charges a percentage of your portfolio each year. The annual percentage rate typically ranges from 1% to 2%, with 1% being the typical fee. The fee is based on the complexity of the assets and the size of the account.
Location
Hamilton, OH
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Duke Financial Services
Previous Registrations
Sicor Securities INC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.