JK
ChFC
JK
ChFC

John Kruse

20 Years of Experience
Hamilton, OH
Broker

John Kruse is a ChFC-designated registered investment advisor, based in Hamilton, OH, with 20 years of industry experience.

Location

35 North "D" Street, All Points Title Building, Hamilton, OH, 45013

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

John is an attorney offering various legal services and spends nearly full-time on this. He also works as a poll worker and provides investment advice through Sigma Financial Corporation, dedicating about a quarter of his time. He also owns two companies that are not currently used.

Employment History
Current Registrations
Spc
January 2009 - Present · 17 yrs 4 mos
Sigma Financial CorporationBroker
January 2009 - Present · 17 yrs 4 mos
Previous Registrations
Esi Financial Advisors
March 2006 - December 2008 · 2 yrs 9 mos
Equity Services, INC.Broker
January 2006 - December 2008 · 2 yrs 11 mos
State Registrations3 states
INKYOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Kruse - Financial Advisor | TrueAdvisor