John Gutfranski
John Gutfranski is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Houston, TX, with 30 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
2500 E T C Jester Blvd Ste 266, Houston, TX, 77008
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is an independent insurance agent selling fixed insurance products since 2015, dedicating a few hours per week. He also serves as a director for Harris County Municipal Utility District No. 461, spending minimal time on this role, and owns Gutfranski Advisory, LLC for marketing and expenses, also requiring minimal time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Stanford Group Company
Stanford Group CompanyBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Banc One Securities CorporationBroker
Financial Network Investment CorporationBroker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations12 states
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