Douglas Sandler
Douglas Sandler is a CFA-designated registered investment advisor at Riverfront Investment Group, LLC, based in Wilmington, NC, with 33 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,534 clients with $2.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
RiverFront Investment Group manages investments through wrap fee programs. Clients pay an asset-based fee to the brokerage firm, which then pays RiverFront. RiverFront's fees typically do not exceed 0.50% per year for Advantage and ETF Advantage accounts, and 0.45% for UMA/MDP accounts. RiverFront does not earn an account-level fee for RiverShares model portfolios. Custom Portfolio Solutions fees typically do not exceed 0.50% per year.
Location
Wilmington, NC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Douglas is the Vice Chairman of RiverFront Investment Group, a Registered Representative for ALPS Distributors, and a Board Member for Trolley Ventures Fund. He also works as a ski instructor at Wintergreen Resort and is a member of the Investment Committee for Heart of Steamboat United Methodist Church.
Employment History
Current Registrations
Riverfront Investment Group, LLC
Previous Registrations
Alps Distributors, INC.Broker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
First Union Capital Markets CORP.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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