Theodore Stanley
Theodore Stanley is a registered investment advisor at LPL Financial LLC, based in Houston, TX, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
15115 Park Row St. Suite 118, Houston, TX, 77084
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Regulatory History (1)
Judgment / Lien
May 2017Other Business ActivitiesSells Insurance
Theodore spends minimal time on a small gift basket business and as a business owner in employee training and development consulting. He also dedicates about 10% of his time to selling various insurance products, and is a non-profit board member.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Xcu Capital Corporation, INC.Broker
Xcu Capital Corporation, INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch Pierce Fenner & Smith INC.
Banc One Securities Corporation
Banc One Securities CorporationBroker
Banc One Securities CorporationBroker
Gna Securities, INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.