Eric Rosen is a registered investment advisor at Morgan Stanley, based in Jericho, NY, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Two Jericho Plaza, Jericho, NY, 11753
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Regulatory History (1)
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Customer Dispute
July 2001Settled
Employment History
Current Registrations
Morgan Stanley
June 2014 - Present · 11 yrs 11 mos
Morgan StanleyBroker
June 2014 - Present · 11 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2006 - June 2014 · 8 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2006 - June 2014 · 8 yrs 3 mos
Citigroup Global Markets INC.Broker
August 2000 - April 2006 · 5 yrs 8 mos
Gruntal & CO., L.L.C.Broker
April 1993 - August 2000 · 7 yrs 4 mos
State Registrations46 states
AKALAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNENHNJNMNVNYOHORPARISCSDTNTXVAVTVirgin IslandsWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.