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Christopher Genovese

33 Years of Experience
Melville, NY
1 DisclosureBroker

Christopher Genovese is a registered investment advisor at Advisors Asset Management, INC., based in Melville, NY, with 33 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,505 clients with $2.2B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
124 advisors
Number of Clients
1,505 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$2.2B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Annual fees for fixed income strategies generally range from 0.20% to 2.00%, and equity strategies range from 0.45% to 2.5%. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

48 South Service Rd, Suite 210, Melville, NY, 11747

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 1997
Settled
Other Business Activities

Christopher is the treasurer of Vanlam, Inc, handling light bookkeeping for a concession at Jones Beach Theatre, and owns rental properties in Florida. He is also a director for Zandrability, Inc, a non-profit, and a board member for Scouting America, serving on its investment committee in an advisory role.

Employment History
Current Registrations
Advisors Asset Management, INC.
October 2004 - Present · 22 yrs
Advisors Asset Management, INC.Broker
April 2001 - Present · 25 yrs 6 mos
Previous Registrations
Stoever, Glass & Company INC.Broker
July 1997 - February 2001 · 3 yrs 7 mos
Smith Barney INC.Broker
August 1996 - June 1997 · 10 mos
Stoever, Glass & Company INC.Broker
September 1992 - September 1996 · 4 yrs
State Registrations34 states
ARAZCACOCTFLGAILINLAMAMDMEMIMNMOMSNCNHNJNVNYOHOKORPARISCTXUTVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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