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Christopher Genovese

33 Years of Experience
1 DisclosureBroker

Christopher Genovese is a registered investment advisor at Advisors Asset Management, INC., based in Melville, NY, with 33 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,867 clients with $2B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
132 advisors
Number of Clients
1,867 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$2.0B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)

AAM provides investment management services for separately managed accounts. The annual fees for fixed income strategies range from 0.20% to 2.00%, and equity strategies range from 0.45% to 2.5%. Fees and services may be negotiable. AAM usually requires a minimum account size of $250,000 for fixed income strategies and $100,000 for equity strategies.

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Location

48 South Service Rd, Suite 210, Melville, NY, 11747

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History

Regulatory History (1)
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Customer Dispute
February 1997
Settled
Other Business Activities

Christopher is the treasurer of Vanlam, Inc, handling light bookkeeping for a concession at Jones Beach Theatre, and owns rental properties in Florida. He is also a director for Zandrability, Inc, a non-profit, and a board member for Scouting America, serving on its investment committee in an advisory role.

Employment History
Current Registrations
Advisors Asset Management, INC.
October 2004 - Present · 21 yrs 6 mos
Advisors Asset Management, INC.Broker
April 2001 - Present · 25 yrs
Previous Registrations
Stoever, Glass & Company INC.Broker
July 1997 - February 2001 · 3 yrs 7 mos
Smith Barney INC.Broker
August 1996 - June 1997 · 10 mos
Stoever, Glass & Company INC.Broker
September 1992 - September 1996 · 4 yrs
State Registrations34 states
ARAZCACOCTFLGAILINLAMAMDMEMIMNMOMSNCNHNJNVNYOHOKORPARISCTXUTVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.