Joseph Torres
Joseph Torres is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Staten Island, NY, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
900 South Ave, Staten Island, NY, 10314
Get directionsHistory
Regulatory History (3)
Customer Dispute
July 2021Customer Dispute
March 1999Customer Dispute
June 1998Other Business Activities
Joseph is an advisory board member for the Staten Island Chamber of Commerce Foundation, a charitable organization, dedicating minimal time. He is also a board member for Staten Island Community Board 2, focusing on community needs, and dedicates minimal time to this role as well.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Previous Registrations
Morgan Stanley & CO., IncorporatedBroker
Morgan Stanley Dw INC.Broker
UBS Financial Services INC.Broker
Prudential Securities IncorporatedBroker
Patterson Travis, INC.Broker
Westfield Financial CorporationBroker
Hibbard Brown & CO., INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.