CB
CB

Colin Brooks

33 Years of Experience
Spokane, WA

Colin Brooks is a registered investment advisor at Vorpahl Wing Securities, INC., based in Spokane, WA, with 33 years of industry experience. Colin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 557 clients with $120M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
4 advisors
Number of Clients
557 clients
Average Client Portfolio
$223K average
Assets Under Management
$124.4M

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $1.0M1.50%
$1M+1.00%

Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Loading...

Location

421 W. Riverside, Suite 1020, Spokane, WA, 99201

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Vorpahl Wing Securities, INC.
April 2019 - Present · 7 yrs 1 mo
Previous Registrations
Vorpahl Wing Securities INC.Broker
April 2019 - January 2025 · 5 yrs 9 mos
Robert W. Baird & CO. IncorporatedBroker
March 2015 - April 2019 · 4 yrs 1 mo
Robert W. Baird & CO. Incorporated
March 2015 - April 2019 · 4 yrs 1 mo
Wells Fargo Advisors, LLCBroker
January 2011 - April 2015 · 4 yrs 3 mos
Wells Fargo Advisors, LLC
January 2011 - April 2015 · 4 yrs 3 mos
Wells Fargo Investments, LLC
March 2010 - January 2011 · 10 mos
Wells Fargo Investments, LLCBroker
March 2010 - January 2011 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - March 2010 · 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - March 2010 · 5 mos
Banc of America Investment Services, INC.Broker
November 2007 - October 2009 · 1 yr 11 mos
Banc of America Investment Services, INC.
November 2007 - October 2009 · 1 yr 11 mos
Banc of America Investment Services, INC.
April 2006 - November 2007 · 1 yr 7 mos
Banc of America Investment Services, INC.Broker
April 2006 - November 2007 · 1 yr 7 mos
Citigroup Global Markets INC.
September 2000 - May 2006 · 5 yrs 8 mos
Citigroup Global Markets INC.Broker
September 2000 - May 2006 · 5 yrs 8 mos
Painewebber IncorporatedBroker
May 1993 - September 2000 · 7 yrs 4 mos
Sandberg Securities, INC.Broker
December 1992 - March 1993 · 3 mos
State Registrations1 state
WA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.