PP
PP

Paul Joseph Phillips

29 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningBusiness OwnersHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
8 advisors
Number of Clients
1,148 clients
Average Client Portfolio
$917K average
Assets Under Management
$1.1B

Fee Structure

Minimum Investment:None
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $3.0M1.00%
$3.0M - $5.0M0.75%
$5M+0.50%

Fees may be negotiable with clients or alternative fee arrangements may be entered into based on various factors.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

13215 SE Mill Plain Blvd, Suite C8-321, Vancouver, WA, 98684

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Paul owns real estate and intellectual property, receiving payments from the sale of old firms. He also serves as a FINRA arbitrator, dedicating a few hours per week, and leases intellectual property to nonprofits.

Employment History
Current Registrations
Synergy Asset Management, LLC
February 2023 - Present · 3 yrs
Previous Registrations
TD Ameritrade, INC.
January 2009 - January 2021 · 12 yrs
TD Ameritrade, INC.Broker
January 2009 - January 2021 · 12 yrs
TD Ameritrade Investment Management, LLC
January 2009 - December 2020 · 11 yrs 11 mos
Peak Securities CorporationBroker
December 2007 - January 2009 · 1 yr 1 mo
Second Look Financial, LLC.
October 2006 - April 2009 · 2 yrs 6 mos
Brokersxpress LLCBroker
June 2005 - December 2005 · 6 mos
Synergy Investment Group, LLCBroker
March 2004 - June 2005 · 1 yr 3 mos
Triad Advisors, INC.Broker
June 2002 - November 2003 · 1 yr 5 mos
Cue
January 2002 - June 2002 · 5 mos
CueBroker
January 2001 - June 2002 · 1 yr 5 mos
A.B. Watley, INC.Broker
September 1999 - May 2000 · 8 mos
Charles Schwab & CO., INC.Broker
December 1993 - September 1999 · 5 yrs 9 mos
American Express Financial Advisors INC.Broker
August 1992 - November 1993 · 1 yr 3 mos
Ids Life Insurance CompanyBroker
August 1992 - November 1993 · 1 yr 3 mos
State Registrations1 state
AZ
Advisor
Exams
No exam information available for this advisor.